books-and-records
Pass
Audited by Gen Agent Trust Hub on Mar 19, 2026
Risk Level: SAFENO_CODE
Full Analysis
- [SAFE]: The content is restricted to regulatory guidance and instructional documentation concerning financial industry recordkeeping standards, specifically SEC Rules 17a-3, 17a-4, and 204-2.
- [NO_CODE]: The skill contains no executable scripts, automated tasks, or command-line instructions. It functions strictly as a reference document for the AI agent.
- [DATA_EXPOSURE]: There are no instances of hardcoded credentials, sensitive system paths, or unauthorized data access patterns detected within the documentation.
- [PROMPT_INJECTION]: The instructions do not contain any attempts to bypass safety filters, extract system prompts, or override agent behavior guidelines.
Audit Metadata